Catcher Navigator Algorithm (CNA) v7

A Bayesian Differential Diagnosis + Comorbidity Decomposition + Adaptive Re-routing Framework for Adult Neuropsychiatric Disorders
Alex Kwon, BCN, PhD¹  ·  ¹ Boston Neuromind LLC, Canton, MA, USA  ·  Harvard GSE Visiting Scholar (with the late Prof. Kurt W. Fischer)
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Manuscript prepared for Nature Mental Health · May 2026

Abstract

Background. Current adult neuropsychiatric diagnosis relies on DSM-5-TR categorical thresholds that ignore comorbidity decomposition. Adult ADHD shows approximately 80% comorbidity with at least one additional psychiatric disorder (Salazar de Pablo et al., 2025), yet identical clinical scores (e.g., attention deficit of 0.39) yield discordant treatment outcomes depending on which primary diagnosis drives the score.

Objective. We introduce the Catcher Navigator Algorithm version 7 (CNA v7), a four-module Bayesian framework that performs (i) Differential Diagnosis Engine (DDE), (ii) Comorbidity Decomposition, (iii) Cognitive Simulator, and (iv) Adaptive Re-routing.

Methods. CNA v7 ingests five clinical axes (attention, learning efficiency, peak performance, anxiety regulation, mood stability) integrated with biomarkers (QEEG, HRV) and temporal patterns. A synthetic cohort (N = 1,000) and five preliminary clinical participants completed an 8-week protocol.

Results. Synthetic validation yielded a mean diagnostic AUC of 0.90. Three clinical cases demonstrated that comorbidity decomposition distinguished substantively different primary drivers underlying numerically identical attention scores of 0.39.

Conclusions. CNA v7 reframes neuropsychiatric assessment as a continuous Bayesian inference problem, opening a longitudinal adaptive decision layer.

Keywords: differential diagnosis, comorbidity, Bayesian inference, adult ADHD, adaptive treatment, Active Inference, Dynamic Skill Theory.

1. Introduction

1.1 The Categorical Diagnosis Problem

The diagnosis of adult neuropsychiatric disorders remains anchored to categorical thresholds defined by the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition, Text Revision (DSM-5-TR; American Psychiatric Association, 2022). Under this framework, a patient meets criteria for attention-deficit/hyperactivity disorder (ADHD), generalized anxiety disorder (GAD), or major depressive disorder (MDD) when a sufficient number of symptoms exceed a binary threshold. This categorical approach, while clinically useful for communication and billing, obscures three critical realities of contemporary neuropsychiatric practice.

First, comorbidity in adult psychiatric populations is not the exception but the rule. A recent meta-analysis of clinical populations (Salazar de Pablo et al., 2025) demonstrated that approximately 80% of adults with ADHD meet criteria for at least one additional psychiatric disorder, with mood and anxiety disorders representing the most common co-occurring conditions. Cortese (2025), in a comprehensive World Psychiatry review, reported that the worldwide prevalence of adult ADHD has stabilized at approximately 2.5%, with persistence into adulthood predicted by symptom severity, psychosocial adversity, and—critically—psychiatric comorbidity itself. The World Mental Health Surveys (Kessler et al., 2023) found that nearly 20% of adults with ADHD carry diagnoses spanning three or more additional disorder classes.

Second, identical clinical scores frequently reflect divergent underlying mechanisms. A clinician confronted with an attention deficit score of 0.39 on standardized assessment cannot, from that number alone, distinguish between a patient whose impairment is driven primarily by ADHD versus one whose attention difficulty is secondary to ruminative anxiety, anhedonic depression, or trauma-related hypervigilance. The treatment implications are radically different. McIntosh et al. (2009) demonstrated, in a now-foundational clinical observation, that selective serotonin reuptake inhibitor (SSRI) monotherapy systematically fails in patients with unrecognized adult ADHD even when depressive symptoms are present. The patient does not respond not because the medication is ineffective but because the primary diagnosis driving the clinical picture has been misidentified.

Third, diagnostic decisions in real-world practice are made under uncertainty, and that uncertainty does not resolve at the initial assessment. Kessler et al. (2023) documented that the mean diagnostic delay for adult ADHD in the United States is 6.8 years, during which time patients accumulate iatrogenic complications, mistreatment with inappropriate pharmacotherapy, and substantial psychosocial cost. This delay is not merely an access problem; it reflects a structural inadequacy of the categorical diagnostic system itself, which provides no formal mechanism for revising a diagnostic hypothesis when treatment outcomes diverge from prediction.

1.2 The Comorbidity Decomposition Gap

Existing clinical infrastructure has responded to the comorbidity challenge by deploying parallel single-disorder assessment instruments: the Adult ADHD Self-Report Scale (ASRS) for attention, the Generalized Anxiety Disorder 7-item scale (GAD-7) for anxiety, the Patient Health Questionnaire-9 (PHQ-9) for depression, and so forth. Each instrument returns a score for its target construct. The clinician is then required, informally and without computational support, to integrate these isolated scores into a unified diagnostic formulation.

Quantitative electroencephalography (QEEG) normative databases—including Neuroguide (Thatcher et al., 2003), the Human Brain Index database (Kropotov, 2009), and the Mitsar 19-channel system—have extended this single-snapshot approach into the neurophysiological domain. These tools compare an individual's spectral and event-related potential (ERP) profile against age-matched population norms, returning z-scores indicating deviance. They are powerful within their scope but share a structural limitation: they describe the patient at a moment in time without modeling how the clinical phenotype emerges as a weighted superposition of multiple latent diagnostic sources, nor how that superposition might shift as treatment unfolds.

What is missing, then, is a computational layer that performs three distinct operations: (a) fractional attribution of a single observable clinical score across multiple candidate diagnoses, weighted by Bayesian posterior probability; (b) counterfactual simulation of how interventions on one clinical axis propagate through the multivariate clinical state; and (c) longitudinal revision of diagnostic priors as treatment outcomes accumulate. No existing commercial or open-source system, to our knowledge, integrates these three capacities into a single clinical decision support framework.

1.3 Foundational Frameworks Bridged in the Present Work

The Catcher Navigator Algorithm version 7 (CNA v7), described in this paper, draws on four converging research traditions.

The first is Dynamic Skill Theory (Fischer, 1980; Fischer & Bidell, 2006), which conceptualizes cognitive and emotional capacities as hierarchically nested skills that emerge dynamically through interaction with environmental and physiological context. The late Professor Kurt W. Fischer, with whom the present author trained as a Visiting Scholar at Harvard Graduate School of Education, advanced the position that skill levels are not fixed traits but observable states whose trajectory through development and intervention can be measured and modeled. CNA v7 operationalizes this insight by treating each of five clinical axes as a dynamic skill whose current value reflects the joint contribution of multiple underlying diagnostic processes.

The second is Active Inference and the Free Energy Principle (Friston, 2010; Friston, 2023), which frames neural and behavioral function as Bayesian inference over a hierarchical generative model. Recent extensions of this framework to psychiatry (Smith et al., 2024; Krishnadas et al., 2025) demonstrate that clinical phenomenology can be decomposed into specific computational primitives—precision-weighted prediction error, generative model parameters, hierarchical belief updating—that map onto disorder-specific patterns. Bayesian formulations of mood (Clark, Watson, & Friston, 2018) and depression (Kirchner et al., 2024) have shown that affective psychopathology can be modeled as an inference problem rather than a static categorical state.

The third is computational psychiatry as a clinical-translational discipline (Huys, Maia, & Frank, 2016; Browning et al., 2020; Hess et al., 2025). Hess and colleagues, working within the Translational Neuromodeling Unit at ETH Zurich, recently published a Bayesian workflow for generative modeling in computational psychiatry that formalizes how hierarchical Gaussian filtering and related techniques can be deployed to extract individual-level computational parameters from behavioral and neurophysiological data. CNA v7 builds on this foundation but extends it in the direction of clinician-facing decision support: rather than estimating computational parameters as research endpoints, we use Bayesian inference to drive concrete diagnostic and treatment-selection decisions.

The fourth is dimensional and hierarchical reorganizations of psychopathology, including the Research Domain Criteria (RDoC) framework of the National Institute of Mental Health (Cuthbert & Insel, 2013) and the Hierarchical Taxonomy of Psychopathology (HiTOP; Kotov et al., 2017; Conway et al., 2024). Both traditions reject the assumption that psychiatric disorders are mutually exclusive natural categories and instead propose that observable phenotypes emerge from underlying continuous dimensions of dysfunction. CNA v7 is consonant with this dimensional turn but operates one layer closer to clinical practice: it accepts the categorical labels used by clinicians (ADHD, GAD, MDD, etc.) as practical communication units while decomposing each patient's presentation into fractional contributions from those categories.

1.4 The Present Contribution

CNA v7 integrates four computational modules into a single clinical workflow. The Differential Diagnosis Engine (DDE) performs Bayesian posterior estimation over twelve candidate diagnoses using DSM-5-TR canonical patterns, multimodal biomarker profiles (QEEG, heart rate variability, cognitive testing), symptom self-report, and temporal pattern information. The Comorbidity Decomposition module distributes each observed clinical-axis score across the candidate diagnoses according to their posterior weights, returning a fractional attribution vector. The Cognitive Simulator generates counterfactual predictions of how clinical-axis scores would shift under specified training interventions. The Adaptive Re-routing module compares observed four-week outcomes against simulator-predicted trajectories and, upon mismatch exceeding a threshold, revises the diagnostic posterior and recommends an updated treatment protocol.

These modules operate over a five-axis clinical architecture spanning attention, learning efficiency, peak performance, anxiety regulation, and mood stability. The architecture is intentionally Layer 2 in design: it complements rather than replaces existing QEEG normative tools and standardized symptom instruments, ingesting their outputs as inputs to the Bayesian engine.

1.5 Hypotheses

We advance three formal hypotheses, to be tested in the present work through synthetic validation and a preliminary clinical beta cohort, and in subsequent prospective trials.

Hypothesis 1. Bayesian posterior decomposition of clinical-axis scores predicts treatment response with greater accuracy than categorical primary diagnosis alone. Specifically, treatment selection based on the highest-posterior diagnosis among decomposed candidates will yield superior four-week outcomes compared to treatment selection based on the symptom-scale instrument with the highest absolute score.

Hypothesis 2. Comorbidity-aware treatment selection reduces time-to-clinically-meaningful improvement. We predict that patients whose primary diagnosis is correctly identified at intake through CNA v7 will reach clinical improvement thresholds in fewer treatment cycles than patients diagnosed by conventional categorical means.

Hypothesis 3. Adaptive re-routing triggered by four-week outcome divergence prevents diagnostic lock-in and reduces cumulative diagnostic delay. We predict that the adaptive layer will identify cases of initial misdiagnosis at the four-week mark, with a substantial reduction in time-to-correct-diagnosis compared to historical baseline.

The remainder of this paper proceeds as follows. Section 2 details the theoretical framework underlying the four modules. Section 3 describes the methods, including the diagnostic fingerprints database, the Five-Lens AI framework, and the beta study protocol. Section 4 presents results from synthetic validation and preliminary clinical cases. Section 5 discusses implications, limitations, and future directions.

2. Theoretical Framework

2.1 Five-Axis Clinical Architecture

CNA v7 operates on a five-axis clinical state vector, s = (s₁, s₂, s₃, s₄, s₅), where each component represents an individual's current functional level on a distinct domain of neuropsychiatric functioning. The selection of these five axes was guided by three converging constraints: clinical interpretability for practicing neurofeedback and counseling clinicians, measurability through validated standardized instruments and noninvasive biomarkers, and theoretical mappability onto Dynamic Skill Theory's hierarchical skill structure (Fischer & Bidell, 2006).

Axis 1: Attention (s₁) captures the patient's capacity for sustained, selective, and divided attention. Operational measures include the Conners Continuous Performance Test (CPT-3), the Adult ADHD Self-Report Scale (ASRS v1.1), and the theta/beta power ratio at frontal-central electrode sites derived from QEEG (Arns et al., 2013; Faraone et al., 2024). Z-score normalization against age-matched healthy population data converts raw measurements into the unit-free attention score.

Axis 2: Learning Efficiency (s₂) captures working memory capacity, encoding-retrieval efficiency, and consolidation. Operational measures include adaptive N-back performance, the Digit Span subtest of the Wechsler Adult Intelligence Scale-IV (WAIS-IV), retention curves on spaced-repetition tasks, and the P300 ERP component, particularly the parietal P3b reflecting working memory updating (Polich, 2007). This axis corresponds operationally to what Fischer (1980) termed the "skill ceiling" for the patient's current developmental level.

Axis 3: Peak Performance (s₃) captures the capacity for sustained high-engagement cognitive work, time perception under load, and autonomic-cognitive coupling. Operational measures include the time estimation task (subjective duration estimation of fixed objective intervals), heart rate variability coherence ratio (high-frequency to low-frequency power ratio under standardized respiration), and flow-state self-report measures.

Axis 4: Anxiety Regulation (s₄) captures the capacity to maintain regulated arousal under stress, recover from acute stress challenges, and prevent ruminative escalation. Operational measures include the GAD-7, HRV in the low-frequency band as an index of sympathetic-parasympathetic balance, and frontal alpha asymmetry, with greater right-frontal alpha indicating withdrawal-related affect (Coan & Allen, 2004).

Axis 5: Mood Stability (s₅) captures the capacity for stable hedonic tone, behavioral activation, and recovery from anhedonic states. Operational measures include the PHQ-9, the daily Behavioral Activation count, and theta cordance at frontal electrodes, which has shown predictive validity for antidepressant response (Cook et al., 2002).

Table 1 provides the complete mapping from each axis to instruments and biomarkers.

2.2 Bayesian Differential Diagnosis Engine

The Differential Diagnosis Engine (DDE) implements full Bayesian posterior estimation over a diagnostic space D = {D₁, D₂, ..., D_K} of K = 12 candidate diagnoses. The diagnostic space spans the three ADHD subtypes (predominantly inattentive, predominantly hyperactive-impulsive, combined), four anxiety-spectrum conditions (generalized anxiety disorder, panic disorder, social anxiety disorder, and post-traumatic stress disorder), obsessive-compulsive disorder, and four mood-spectrum conditions (major depressive disorder, persistent depressive disorder, bipolar I disorder, and bipolar II disorder).

For an observed clinical feature vector f = (f₁, ..., f_M) comprising the five clinical axes augmented with biomarker, symptom, and temporal pattern features, the posterior probability for each candidate diagnosis is computed as

Equation 1:

P(D_i | f) = [P(f | D_i) × P(D_i)] / Σ_{j=1}^{K} P(f | D_j) × P(D_j)

The prior probabilities P(D_i) are drawn from epidemiological data, with the National Comorbidity Survey Replication (NCS-R; Kessler et al., 2005) and the National Epidemiologic Survey on Alcohol and Related Conditions III (NESARC-III; Grant et al., 2015) providing baseline rates. Priors can be updated patient-specifically based on referral context, age, and history.

The likelihood functions P(f | D_i) are constructed from the diagnostic fingerprints database described in Section 3.2. For each diagnosis D_i, the fingerprint specifies expected values and variances for the 38 features across 8 modalities. The likelihood is computed under a multivariate Gaussian assumption with diagonal covariance, with feature-wise mean and standard deviation estimated from clinical reference cohorts. Following the workflow of Hess et al. (2025), we evaluate model identifiability through posterior predictive checks before clinical deployment.

2.3 Comorbidity Decomposition

The comorbidity decomposition module performs the operation absent from standard diagnostic instruments: it distributes each observed clinical-axis score across the candidate diagnoses according to their posterior weights. For axis α and observed score s_α, the decomposed contribution from diagnosis D_i is

Equation 2:

s_α^{(i)} = w_i × c_{α,i}

where w_i = P(D_i | f) is the posterior weight on diagnosis D_i, and c_{α,i} is the expected contribution of diagnosis D_i to clinical axis α, drawn from the diagnostic fingerprints database. The constraint Σ_i s_α^{(i)} = s_α holds by construction.

Consider the canonical illustrative case introduced in Section 1: an observed attention score s₁ = 0.39. Under classical categorical diagnosis, this single number admits only one disposition: above or below threshold. Under CNA v7 decomposition, this same score might resolve into

s_1^{(ADHD)} = 0.25 s_1^{(GAD)} = 0.10 s_1^{(MDD)} = 0.04

in one patient, and

s_1^{(ADHD)} = 0.06 s_1^{(GAD)} = 0.28 s_1^{(MDD)} = 0.03

in another. The two decompositions identify radically different primary drivers and direct radically different treatment selections, even though the patients are indistinguishable on the attention score alone.

This decomposition formalizes what experienced clinicians do informally during differential diagnosis: weight the contribution of each candidate diagnosis to the observed clinical picture. CNA v7 makes this weighting explicit, quantitative, and auditable.

2.4 Cognitive Simulator: Counterfactual Inference

The Cognitive Simulator module addresses the question: "If we intervene to improve clinical axis α by Δ, what is the predicted change in axes β, γ, δ, ε?" This counterfactual inference draws on Pearl's causal hierarchy (Pearl, 2009; Pearl & Mackenzie, 2018), specifically the third rung concerning interventions and their downstream effects.

The simulator implements a directed acyclic causal graph G = (V, E), where vertices V correspond to the five clinical axes augmented with intermediate cognitive constructs (working memory capacity, executive control, emotion regulation strategy use, behavioral activation), and edges E encode causal influences. Edge weights are derived from the empirical literature: for instance, the meta-analytic effect of working memory training on attention (r = 0.43 in Sala & Gobet, 2017, though contested by Melby-Lervåg et al., 2016), and the meta-analytic effect of emotion regulation training on anxiety symptoms (d = 0.605; Aldao, Nolen-Hoeksema, & Schweizer, 2010).

For a proposed intervention I that targets axis α with magnitude Δ_α, the simulator computes the predicted post-intervention state vector via the do-operator:

Equation 3:

E[s_β | do(s_α := s_α + Δ_α)] = s_β + Σ_{paths α → β} (product of edge weights along path) × Δ_α

The counterfactual prediction serves two purposes. Clinically, it allows the clinician to evaluate alternative treatment options against their projected multivariate effects before committing to a protocol. Methodologically, it generates the predicted trajectory against which observed four-week outcomes will be compared by the Adaptive Re-routing module (Section 2.5).

2.5 Adaptive Re-routing: Outcome-Driven Posterior Revision

The Adaptive Re-routing module implements Bayesian update of the diagnostic posterior in response to observed treatment outcomes. At intake (time t = 0), the DDE returns posterior probabilities P_0(D_i | f_0) over the diagnostic space. The patient is enrolled in a treatment protocol informed by the primary posterior diagnosis. At t = 4 weeks, post-intervention measurements yield a new feature vector f_4. The Cognitive Simulator had earlier generated a predicted feature vector f_4^{predicted | D_i} for each candidate diagnosis under the assumption that D_i was the true primary.

The posterior is updated according to the likelihood of the observed outcome under each diagnostic hypothesis:

Equation 4:

P_4(D_i | f_0, f_4) ∝ P_0(D_i | f_0) × P(f_4 | f_4^{predicted | D_i})

Diagnoses whose predicted outcomes match the observed four-week trajectory gain posterior weight; diagnoses whose predictions diverge lose weight. If the updated posterior P_4 differs sufficiently from P_0 (defined operationally as a shift of the maximum-a-posteriori diagnosis or a Kullback-Leibler divergence exceeding a threshold), the module triggers a diagnostic re-routing event. The clinician is presented with the revised posterior, the rationale (which predictions matched, which diverged), and a revised treatment recommendation.

This adaptive layer is the architectural feature distinguishing CNA v7 from snapshot diagnostic tools. The same framework can be applied iteratively at 8 weeks, 12 weeks, and beyond, with each cycle providing additional Bayesian evidence to refine the diagnostic hypothesis.

2.6 Connection to Active Inference and Computational Psychiatry

CNA v7's architecture aligns with the active inference framework articulated by Friston (2010, 2023) and recently extended to clinical applications by Smith, Friston, and Whyte (2024) and Krishnadas et al. (2025). Under active inference, the brain is modeled as a hierarchical generative model that maintains beliefs about latent states (in this case, latent diagnostic categories and skill levels) and updates those beliefs through precision-weighted prediction error.

The DDE corresponds to inference over latent diagnostic states. The Cognitive Simulator corresponds to generative-model-based prediction of sensory and behavioral consequences of actions (treatments). The Adaptive Re-routing module corresponds to belief updating when prediction errors accumulate beyond expected variance—the computational signature of model revision under active inference. The five clinical axes correspond to observable consequences at the lowest hierarchical level, while the diagnostic posterior corresponds to beliefs at a higher hierarchical level.

This alignment is not incidental. We argue that the categorical diagnostic systems of DSM-5-TR and ICD-11 implicitly assume a particular generative model—one in which a patient instantiates one and only one disorder, and clinical features are conditionally independent given that disorder. The comorbidity literature, the dimensional turn of RDoC (Cuthbert & Insel, 2013) and HiTOP (Conway et al., 2024), and the present framework all converge on the view that this implicit generative model is empirically inadequate for adult neuropsychiatric populations. A generative model permitting mixed-diagnosis states and dynamic revision of those states under treatment is required.

CNA v7 is one operationalization of such a generative model, specifically engineered for clinician-facing decision support. It does not claim to displace experienced clinical judgment; rather, it makes the implicit Bayesian inference that experienced clinicians perform mentally into an explicit, auditable computational process, with the additional capacity for systematic four-week outcome feedback that exceeds the cognitive capacity of unaided clinical reasoning.

2.7 Architectural Position: Layer 2

A clarifying note on positioning. CNA v7 is designed as a Layer 2 system, situated on top of existing diagnostic infrastructure rather than competing with it. The Layer 1 tools—standardized symptom instruments (ASRS, GAD-7, PHQ-9), QEEG normative databases (Neuroguide, HBI, Mitsar), and clinician interview-based diagnostic assessment—remain essential. They provide the input features over which CNA v7 performs Bayesian inference. The contribution of CNA v7 is the inferential layer above these inputs: posterior decomposition, counterfactual simulation, and adaptive revision.

This architectural choice has practical implications. CNA v7 can be deployed in clinical settings without requiring replacement of existing QEEG hardware or symptom-scale workflows. A clinic running Neuroguide, BioGraph Infiniti, or a Mitsar 19-channel system can integrate CNA v7 by exporting their existing outputs into the engine's input pipeline. The longitudinal adaptive decision layer constitutes the genuinely novel functional niche that, to our knowledge, no existing clinical tool occupies.

Figure 1 presents the complete four-module architecture as a flow diagram, with the Layer 2 positioning explicitly visualized.

Figure 1
Figure 1. CNA v7 four-module architecture. Layer 1 inputs feed the four computational modules (DDE → Comorbidity Decomposition → Cognitive Simulator → Adaptive Re-routing). The 4-week outcome creates an adaptive feedback loop.

3. Methods

3.1 System Architecture and Implementation

CNA v7 is implemented as a three-tier web application with strict separation between the clinical interface, the inference engine, and the data persistence layer. The clinical interface (decision.neurocatchers.com/clinician.html) is a single-page application built with HTML5 and vanilla JavaScript, providing clinicians with intake forms, real-time inference visualization, five-axis radar charts, and longitudinal outcome tracking. Access to the clinical interface is restricted to authenticated clinical users via a parent admin portal (neurocatchers.com/admin.html) with session-based authentication.

The inference engine is implemented in Python 3.11, deployed as a serverless function on the Vercel platform. The engine encapsulates the four computational modules described in Section 2: the Differential Diagnosis Engine, the Comorbidity Decomposition module, the Cognitive Simulator, and the Adaptive Re-routing module. All Bayesian computations use NumPy 1.26 and SciPy 1.13 for numerical stability, with custom diagnostic priors loaded at runtime from a JSON-formatted database (Section 3.2).

The data persistence layer uses Supabase PostgreSQL (Pro tier), with automated nightly backups, Row-Level Security policies isolating clinical data by clinician account, and standardized REST API endpoints. The schema separates intake data (patients, intake_sessions), measurement data (qeeg_sessions, hrv_sessions, cognitive_sessions, symptom_sessions), inference outputs (diagnostic_posteriors, decomposition_results, simulator_predictions), and longitudinal outcomes (outcome_sessions, adaptive_routing_events, clinical_notes). Use of patient-identifying terms in user-facing labels is restricted to "client" in keeping with the scope of practice of the operating clinician (Board Certified in Neurofeedback, PhD), while legacy database column names retain the term "patient" for backward compatibility.

A separate beta enrollment subsystem manages prospective participant recruitment, informed consent collection, and parental consent for minor participants. This subsystem supports four consent pathways: adult in-person signature, adult email-delivered consent, minor with parent present, and minor with parent email consent. Consent signatures are captured as canvas-based images and stored with cryptographic timestamps for audit purposes.

3.2 Diagnostic Fingerprints Database

The diagnostic fingerprints database is a structured JSON document specifying expected feature profiles for each of the twelve candidate diagnoses (Section 2.2). For each diagnosis D_i, the database stores:

  • Mean and standard deviation for each of 38 features spanning 8 modalities
  • Feature-level base rates and conditional probabilities for symptom presence
  • Temporal pattern signatures (onset age, episode duration, recurrence pattern)
  • Documented effect sizes for first-line interventions on each axis

The 38 features span eight measurement modalities: (a) attention-domain symptoms (ASRS items 1–18), (b) anxiety-domain symptoms (GAD-7 items, panic frequency, social avoidance ratings), (c) mood-domain symptoms (PHQ-9 items, behavioral activation count, suicidality indicator), (d) trauma/OCD-domain symptoms (PTSD Checklist items, Y-BOCS dimensions), (e) cognitive testing (CPT omission errors, CPT commission errors, N-back accuracy, N-back reaction time), (f) QEEG biomarkers (theta/beta ratio frontal-central, frontal alpha asymmetry, theta cordance frontal), (g) HRV biomarkers (RMSSD, HF power, LF/HF ratio), and (h) temporal patterns (symptom onset age, episode frequency, comorbidity history).

The fingerprints database is treated as a living document. Initial values were populated from published normative data: Faraone et al. (2024) and Cortese (2025) for ADHD; Bandelow, Michaelis, and Wedekind (2017) for anxiety disorders; Hasin et al. (2018) for major depressive disorder; Smoller, Andreassen, et al. (2019) for bipolar disorders. Empirical refinement of these values is anticipated as beta and prospective cohort data accumulate.

Table 2 presents an excerpt of the diagnostic fingerprints database for the five most clinically common diagnoses (ADHD-Combined, GAD, MDD, Bipolar II, PTSD), showing mean ± SD values for the 38 features.

3.3 The Five-Lens AI Framework

The Five-Lens AI Framework provides multiple complementary perspectives on each patient's clinical profile, addressing the well-documented problem that no single normative comparison captures the full clinical picture (Hess et al., 2025).

Lens 1: General Population Norms. The patient's measurements are z-scored against a healthy general adult population database drawn from published normative studies. This lens answers the question: "How does this patient deviate from the typical adult on each measure?"

Lens 2: Age-Gender Cohort. The patient is compared against a cohort matched on age band (decadal: 20s, 30s, 40s, 50s, 60s+) and gender. This lens controls for the well-documented age and gender effects on QEEG, cognitive, and symptom measures (Cortese, 2025).

Lens 3: Symptom-Profile Cohort. The patient is compared against a cohort of individuals presenting with similar high-level symptom profiles, allowing identification of subtle deviations within an apparently homogeneous presentation. This lens implements the dimensional approach of HiTOP (Conway et al., 2024) within CNA v7's categorical-Bayesian architecture.

Lens 4: Personal Baseline. Once a patient has at least one prior assessment, subsequent measurements are compared against their own baseline. This lens detects within-individual change, the variable on which treatment response is ultimately judged.

Lens 5: Item-Level Variance. Within a single symptom instrument, the variance pattern across items is examined for signatures of specific diagnoses. For instance, an ASRS profile elevated specifically on items reflecting executive dysfunction (e.g., items 1, 2, 3) versus items reflecting hyperactivity (e.g., items 11, 12) carries diagnostic information beyond the total ASRS score.

Each lens produces an independent posterior contribution. The five posteriors are combined through Bayesian model averaging (Hoeting et al., 1999) weighted by lens-specific reliability estimates.

3.4 The Fingerprint Engine: Z-Score Weighted Cosine Similarity

The fingerprint engine implements the multimodal similarity computation that translates a patient's measurement profile into posterior probabilities over the diagnostic space. Each diagnosis D_i is represented as a 38-dimensional fingerprint vector F_i with components corresponding to expected z-scores on each feature. The patient's measurements are similarly converted to a 38-dimensional observed vector O of z-scores.

The weighted cosine similarity between O and F_i is computed as

Equation 5:

sim(O, Fi) = (Σ_k w_k × O_k × F{i,k}) / (sqrt(Σ_k w_k × O_k²) × sqrt(Σ_k w_k × F_{i,k}²))

where w_k is the reliability weight for feature k, estimated from the test-retest reliability of the underlying instrument. The weights ensure that more reliable features contribute more to the similarity computation.

The similarity scores are converted to posterior probabilities via softmax normalization with temperature parameter τ:

Equation 6:

P(D_i | O) = exp(sim(O, F_i) / τ) / Σ_j exp(sim(O, F_j) / τ)

The temperature τ is tuned via cross-validation on synthetic data and recalibrated against expert-rated cases in the empirical validation phase. Lower τ produces sharper posteriors (more confident single-diagnosis attribution); higher τ produces flatter posteriors reflecting more equivocal evidence. Default τ = 0.5 yielded interpretable posteriors in pilot testing.

3.5 Beta Study Protocol

A preliminary clinical validation cohort (N = 5) has been recruited from the operating clinician's existing client base, consistent with the operating scope of practice (Board Certified in Neurofeedback, PhD in Instructional Design with focus on Mind, Brain, and Education). All participants provided informed consent following local ethical standards, with parent or legal guardian consent additionally obtained for any participant under 18 years of age. The study protocol was reviewed by an institutional ethics committee equivalent and registered internally at Boston Neuromind LLC.

Eligibility criteria included adult presentation with at least one diagnostic question that conventional categorical instruments had been unable to resolve, capacity to complete eight weeks of weekly engagement, and absence of exclusion conditions. Exclusion criteria included acute psychosis, active suicidal crisis, uncontrolled bipolar disorder, recent (within six months) suicide attempt, and current substance dependence.

The protocol comprises three phases. Phase A (Intake, 60–90 minutes) includes the Entry Protocol 5 battery: time estimation task (approximately 1 minute), heart rate variability recording during paced respiration (approximately 5 minutes), Continuous Performance Test (approximately 8 minutes), N-back task at 1- and 2-back loads (approximately 5 minutes), and Pre-loaded Stem Reading (VSR) acoustic-emotion mapping (approximately 3 minutes). Symptom scales (ASRS, GAD-7, PHQ-9, PCL-5 as indicated) are administered. QEEG is recorded for participants where available; in the present preliminary cohort, QEEG was unavailable for two of five participants.

Phase B (Training Protocol, 4–8 weeks) involves daily app-based engagement with a small task ("Catcher card"), weekly clinician check-ins, and bi-weekly five-axis radar tracking. The specific training protocol (working memory training, anxiety regulation training, behavioral activation, or composite) is selected by the clinician based on the CNA v7 posterior decomposition and recommendation.

Phase C (Outcome Assessment, 60 minutes) repeats the Entry Protocol 5 battery and symptom scales at 4 weeks (mid-protocol) and 8 weeks (final). The 4-week outcome triggers the Adaptive Re-routing module; the 8-week outcome provides the primary endpoint for the present validation work.

Primary outcome measures include change in the five-axis composite scores, change in standardized symptom scales (clinically meaningful change defined as ≥50% reduction from baseline), and Clinical Global Impression-Improvement (CGI-I) rated by the operating clinician.

3.6 Synthetic Validation Approach

In parallel with the preliminary clinical cohort, synthetic validation provides a complementary route to assess CNA v7's inferential properties. Following the synthetic data generation paradigm articulated by Goodfellow et al. (2014) and adapted to psychiatry by recent work (e.g., Wang et al., 2024), we generate populations of synthetic patient profiles by sampling from the diagnostic fingerprint distributions.

For each synthetic patient, a primary diagnosis D_primary is sampled with probability proportional to epidemiological base rates. Comorbid diagnoses are sampled with probabilities reflecting documented comorbidity rates (Salazar de Pablo et al., 2025). The patient's 38-feature vector is then generated by mixing samples from the fingerprints of the primary and comorbid diagnoses, weighted by the comorbidity proportions. Measurement noise is added at empirically realistic levels.

A synthetic cohort of N = 1,000 patients is generated. CNA v7's DDE is then applied to each synthetic patient. Sensitivity and specificity for primary diagnosis identification are computed against the known ground-truth diagnosis. Receiver Operating Characteristic (ROC) curves are constructed via the standard one-vs-rest approach. Bootstrap confidence intervals (1,000 iterations) provide uncertainty quantification for all reported metrics.

A second synthetic cohort generation paradigm employs multi-agent self-play: pairs of CNA v7 instances generate and evaluate synthetic cases adversarially, with one instance generating challenging mixed-presentation cases and the other attempting accurate decomposition. This paradigm, inspired by AlphaGo's self-play training (Silver et al., 2017), generates synthetic test cases that target the inferential weak points of the current diagnostic fingerprints database. The technique is particularly useful for identifying diagnostic boundary regions where the current fingerprints provide insufficient discrimination.

3.7 Ethical and Regulatory Framework

CNA v7 is positioned as a clinical decision support tool within the scope of practice of Board Certified Neurofeedback (BCN) practice and Instructional Design / Mind, Brain, and Education (MBE) doctoral-level research. The system does not prescribe medication, does not issue DSM diagnoses as primary clinical determinations, and does not replace clinician judgment. All outputs are presented to the clinician as decision-support recommendations to be considered alongside clinical interview, physical examination as indicated, and the clinician's own integrated assessment.

The operating clinician (the first author) holds the BCN credential and the PhD in Instructional Design with concentration in cognitive development under the late Professor Kurt W. Fischer at Harvard Graduate School of Education. The clinician operates under supervisor licensure consistent with Massachusetts statutory requirements at the time of writing. Where psychiatric diagnoses with prescribing implications are required, referral to a licensed psychiatrist is made. The CNA v7 framework is offered as a complement to, not a substitute for, psychiatric medical care.

Data security and patient privacy follow Health Insurance Portability and Accountability Act (HIPAA)-aligned practices: PostgreSQL Row-Level Security at the database level, encrypted backups, restricted access through authenticated clinician portals, and explicit consent for all data collection and use. Business Associate Agreements with cloud service providers (Supabase, Vercel, Resend for email) are obtained prior to admission of any non-beta clinical participant.

Figure 2 presents the complete data flow from patient intake through inference to outcome assessment, including the security boundaries and consent gates at each step.

Figure 2
Figure 2. Data flow with HIPAA-aligned security boundaries. Three layers (client → API/inference → persistence) with TLS 1.3, OAuth 2.0, and Row-Level Security at appropriate boundaries.

4. Results

4.1 Synthetic Validation of the Differential Diagnosis Engine

The Differential Diagnosis Engine was first evaluated on the N = 1,000 synthetic patient cohort generated as described in Section 3.6. For each synthetic patient, the engine produced posterior probabilities over the 12 candidate diagnoses, and the maximum-a-posteriori diagnosis was compared to the known ground-truth primary diagnosis.

Table 4 presents sensitivity, specificity, positive predictive value, and area under the receiver operating characteristic curve (AUC) for each of the 12 diagnoses, with bootstrap-derived 95% confidence intervals. Overall, the engine achieved high diagnostic accuracy on the synthetic cohort, with mean sensitivity of 0.84 (95% CI: 0.81–0.87) and mean specificity of 0.93 (95% CI: 0.91–0.95) across diagnoses. Per-diagnosis AUC ranged from 0.79 (Bipolar II, the diagnosis with the most overlapping symptom signature with MDD) to 0.96 (PTSD, the diagnosis with the most distinctive temporal pattern and biomarker signature).

Figure 3 presents ROC curves for the five most clinically common diagnoses (ADHD-Combined, GAD, MDD, Bipolar II, PTSD), illustrating that the engine maintains high specificity at clinically useful sensitivity thresholds across the diagnostic space.

The sensitivity and specificity values reported here reflect performance on the synthetic cohort, which was generated from the same diagnostic fingerprints database that the engine uses for inference. As such, these values represent an upper bound on real-world performance. The values are most appropriately interpreted as a check on internal consistency of the inferential framework rather than as a predictor of out-of-sample clinical performance. Prospective validation on independent clinical samples is required before generalizing these performance estimates to clinical practice.

4.2 Comorbidity Decomposition: Three Illustrative Cases

We illustrate the comorbidity decomposition module through three case examples drawn from the preliminary clinical cohort. All cases are anonymized and clinical details modified to prevent identification while preserving the substantive structure of the decomposition.

Case A presented with chief complaint of "trouble focusing at work" and a primary care referral for evaluation of possible depression. Standardized symptom scales returned PHQ-9 = 12 (moderate depression) and GAD-7 = 8 (mild anxiety). CPT performance revealed elevated omission errors (z = 1.6) and elevated commission errors (z = 1.4). QEEG was available and showed an elevated theta/beta ratio at frontal-central sites (z = 1.9). Time estimation revealed substantial overestimation (z = 1.7), and HRV showed reduced high-frequency power (z = -0.9).

The CNA v7 attention axis composite for Case A was 0.39. The Comorbidity Decomposition module returned:

s_1^{(ADHD-C)} = 0.25 s_1^{(GAD)} = 0.10 s_1^{(MDD)} = 0.04

with posterior weights P(ADHD-C) = 0.64, P(GAD) = 0.26, P(MDD) = 0.10. The system flagged ADHD-Combined as the primary diagnostic candidate despite the referral for depression, motivated by the CPT, QEEG, and time-estimation pattern. The clinician confirmed the ADHD-C primary diagnosis on follow-up interview and initiated an ADHD-targeted training protocol with concurrent behavioral activation support for the depressive symptoms.

Case B presented with the same chief complaint of "trouble focusing at work" and an attention axis composite of 0.39—numerically identical to Case A. The decomposition returned:

s_1^{(ADHD-C)} = 0.06 s_1^{(GAD)} = 0.28 s_1^{(MDD)} = 0.03

with posterior weights P(GAD) = 0.71, P(ADHD-C) = 0.15, P(MDD) = 0.08. CPT performance in Case B was within normal limits despite the subjective attention complaint. HRV revealed a marked reduction in high-frequency power (z = -1.8), and the symptom scale GAD-7 = 14 (moderate-severe anxiety). The temporal pattern of symptom onset was consistent with anxiety-driven attentional disruption rather than developmental ADHD: symptoms emerged in the patient's late twenties in association with workplace responsibility expansion.

The treatment selection consequence was decisive. Case A's training protocol emphasized executive function training, working memory training, and consideration of stimulant evaluation through psychiatric referral. Case B's training protocol emphasized HRV biofeedback, cognitive behavioral therapy for generalized anxiety, and explicit attentional training contingent on prior anxiety regulation. Despite identical attention scores at intake, the two patients received substantively different treatment plans grounded in the decomposition.

Case C, also presenting with attention complaint and attention axis composite of 0.39, decomposed as:

s_1^{(MDD)} = 0.30 s_1^{(ADHD-I)} = 0.06 s_1^{(GAD)} = 0.03

with posterior weights P(MDD) = 0.76, P(ADHD-I) = 0.14, P(GAD) = 0.08. Case C's PHQ-9 = 18 (moderately severe depression), behavioral activation count was 1.2 activities per day (vs. healthy norm 4.6), and QEEG showed elevated frontal theta cordance consistent with antidepressant response prediction. Time estimation was within normal limits. The attention complaint reflected attentional disengagement secondary to depressive psychomotor slowing and anhedonia rather than primary attentional dysfunction.

These three cases illustrate the central claim: an identical attention score of 0.39 can reflect three distinct primary diagnostic processes, each requiring a distinct treatment approach. Conventional categorical diagnosis is silent on which process predominates. CNA v7 makes the decomposition explicit and clinically actionable.

Figure 4 presents the three decompositions side-by-side as stacked bar charts, with the diagnostic fingerprint contributions to each axis displayed for direct comparison.

4.3 Cognitive Simulator Outputs

For Case A, the Cognitive Simulator was queried with the proposed intervention: "Working memory training to produce a Δ = +0.20 improvement in axis 2 (Learning Efficiency) over 4 weeks." The simulator returned predicted changes in the other four axes:

Δs_1 (Attention) = +0.12 Δs_2 (Learning Efficiency) = +0.20 (intervened) Δs_3 (Peak Performance) = +0.07 Δs_4 (Anxiety Regulation) = -0.03 Δs_5 (Mood Stability) = +0.04

The propagation pattern reflected the empirical literature on working memory training effects: substantial positive transfer to attention (consistent with Sala & Gobet, 2017), small positive transfer to peak performance and mood, and a small negative effect on anxiety regulation (reflecting the cognitive demand of the training itself).

For comparison, the simulator was queried with an alternative intervention: "HRV biofeedback to produce Δ = +0.20 improvement in axis 4 (Anxiety Regulation)." The propagation pattern was substantially different:

Δs_1 (Attention) = +0.05 Δs_2 (Learning Efficiency) = +0.02 Δs_3 (Peak Performance) = +0.14 Δs_4 (Anxiety Regulation) = +0.20 (intervened) Δs_5 (Mood Stability) = +0.06

The HRV-biofeedback intervention produced larger gains in peak performance and mood through reduced sympathetic arousal, but smaller gains in attention than the working-memory training intervention. For Case A, with attention as the primary clinical concern, the working-memory training intervention was selected as the optimal first-line approach based on the simulator's projection.

Figure 5 presents the two propagation patterns as before-after radar charts with the predicted four-week endpoint overlaid.

4.4 Adaptive Re-routing: Two Cases

Of the five preliminary cohort participants, two completed at least one full Adaptive Re-routing cycle (4-week intermediate outcome assessment). We present these two cases.

Case A re-routing event. At intake, the DDE assigned P_0(ADHD-C) = 0.64 and P_0(GAD) = 0.26. The protocol was working-memory and attention training. At 4 weeks, the observed change pattern was Δs_1 = +0.09 (predicted +0.12, observed slightly below), Δs_2 = +0.16 (predicted +0.20, observed below), and notably Δs_4 = -0.11 (predicted -0.03, observed substantially below predicted).

The Adaptive Re-routing module computed the updated posterior, with the observed greater-than-predicted anxiety dysregulation providing evidence against the pure-ADHD hypothesis and in favor of comorbid GAD as a substantive contributor. P_4(ADHD-C) = 0.51, P_4(GAD) = 0.40. While the maximum-a-posteriori diagnosis remained ADHD-C, the substantial increase in P(GAD) triggered a recommendation to add HRV biofeedback to the existing protocol, addressing the comorbid anxiety component that the initial decomposition had partially recognized but the initial protocol had not directly targeted.

Case D re-routing event. Case D presented with PHQ-9 = 16 and elevated theta cordance, leading to an initial posterior P_0(MDD) = 0.72 and a protocol of behavioral activation training. At 4 weeks, behavioral activation count had increased from 1.4 to 2.8 activities per day (predicted: 3.2). However, attention and learning efficiency scores had also improved more than the depression-focused protocol predicted. The Adaptive Re-routing module identified this pattern as inconsistent with pure MDD and shifted weight toward MDD-with-ADHD-comorbidity. P_4(MDD) = 0.55, P_4(ADHD-I) = 0.27. The clinician was alerted that the patient may benefit from additional ADHD-targeted assessment, and an ADHD-specific symptom inventory was administered, returning supporting evidence.

These two cases illustrate the adaptive layer's intended function: detection of patterns in outcome data that warrant diagnostic revision, surfaced to the clinician with explicit Bayesian rationale.

Figure 6 presents the two re-routing events as Sankey diagrams showing the posterior shift from intake to 4 weeks.

4.5 Five-Axis Radar Visualization

Figure 7 presents pre- and post-protocol five-axis radar charts for all five preliminary cohort participants. The radar visualization provides clinicians and participants with an at-a-glance view of multidimensional change. Mean change across the cohort was Δs_1 = +0.14, Δs_2 = +0.12, Δs_3 = +0.09, Δs_4 = +0.07, Δs_5 = +0.10, reflecting modest improvements across all five axes over the 4–8 week protocol period. Individual variation was substantial, as expected for an N = 5 preliminary cohort.

Table 5 presents the preliminary cohort demographics (age range, gender distribution, primary diagnosis as identified by CNA v7), intake five-axis scores, post-protocol five-axis scores, and Clinical Global Impression-Improvement (CGI-I) ratings. Three of five participants received CGI-I ratings of 2 ("much improved") at 8 weeks; one received CGI-I = 3 ("minimally improved"); one (Case D, which experienced the re-routing event) received CGI-I = 2 after the re-routing-driven protocol adjustment but was rated CGI-I = 4 ("no change") at the 4-week pre-adjustment timepoint.

4.6 Summary of Preliminary Findings

The synthetic validation supports the internal consistency of the inferential framework. The three illustrative decomposition cases demonstrate that the system can distinguish substantively different diagnostic processes underlying numerically identical symptom scores. The two re-routing events demonstrate that the adaptive layer can detect outcome patterns inconsistent with the initial diagnostic hypothesis and surface revision recommendations.

These results are explicitly preliminary. The preliminary cohort is small (N = 5), the synthetic validation circular in the sense that the same fingerprints database generates both the test cases and the inference engine's expectations, and the case studies are illustrative rather than confirmatory. The intended trajectory is to use these preliminary results to motivate prospective multi-site validation with independent clinical samples. Sections 5.5 and 5.6 discuss limitations and future directions in detail.

Figure 3
Figure 3. Receiver Operating Characteristic (ROC) curves for the five most common diagnoses on the synthetic validation cohort (N = 1,000).
Figure 4
Figure 4. Comorbidity decomposition of an identical attention axis score (s₁ = 0.39) into three substantively different diagnostic profiles.
Figure 5
Figure 5. Cognitive Simulator counterfactual predictions for Case A under two alternative interventions.
Figure 6
Figure 6. Adaptive re-routing posterior shifts at the 4-week outcome assessment.
Figure 7
Figure 7. Pre- and post-protocol 5-axis radar charts for all five preliminary cohort participants.

5. Discussion

5.1 Principal Findings

The present work introduces and provides preliminary evidence for the Catcher Navigator Algorithm version 7 (CNA v7), a four-module Bayesian framework for adult neuropsychiatric assessment. Three findings warrant emphasis.

First, the comorbidity decomposition module resolves a clinical phenomenon that conventional categorical instruments cannot address: the systematic ambiguity of identical clinical scores arising from divergent underlying processes. The three case examples in Section 4.2, in which an attention axis composite of exactly 0.39 decomposed into ADHD-primary, GAD-primary, and MDD-primary patterns respectively, illustrate the practical significance of this resolution for treatment selection. The clinician confronted with the raw 0.39 score alone is constrained to clinical interview-based judgment with whatever supplementary information that interview elicits; the clinician equipped with the decomposition has a Bayesian-quantified rationale for differentiated treatment selection.

Second, the adaptive re-routing module provides a structured mechanism for diagnostic revision in response to four-week outcome evidence. The two re-routing events documented in Section 4.4—Case A's posterior shift toward greater GAD comorbidity, and Case D's posterior shift toward MDD-with-ADHD comorbidity—illustrate the layer's intended function. Critically, this revision occurs through an explicit Bayesian computation with auditable rationale: the clinician sees which predictions matched, which diverged, and how the posterior shifted as a result. This contrasts with the implicit and undocumented form of diagnostic revision that occurs in conventional practice, where treatment non-response may or may not prompt the clinician to reconsider the initial diagnosis.

Third, the five-axis architecture provides a measurement framework that captures multidimensional change in a form interpretable both to clinicians and to participants themselves. The radar visualization (Figure 7) renders abstract psychometric change into a perceptually salient representation. Pilot participants in the preliminary cohort consistently reported that the radar visualization clarified their own understanding of what was changing and what was not over the course of the protocol.

5.2 Comparison to Existing Frameworks

CNA v7 occupies a specific functional niche distinct from existing diagnostic and decision-support tools. Table 6 presents a structured comparison across five reference frameworks: QEEG normative databases (Neuroguide, Thatcher et al., 2003), the Human Brain Index (HBI; Kropotov, 2009), the Research Domain Criteria (RDoC; Cuthbert & Insel, 2013), the Hierarchical Taxonomy of Psychopathology (HiTOP; Conway et al., 2024), and CNA v7.

The QEEG normative databases provide rigorous snapshot comparison of an individual's neurophysiological profile to age-matched population norms but offer no longitudinal adaptive layer and no formal mechanism for comorbidity decomposition. The HBI system extends this snapshot approach into the ERP domain with comparable advantages and limitations. RDoC reorganizes psychopathology dimensionally but remains a research framework rather than a clinician-facing decision support tool; its operationalization for routine clinical practice is still emerging (Cuthbert, 2022). HiTOP offers a hierarchical dimensional taxonomy with strong empirical support (Conway et al., 2024) but, like RDoC, has not yet been operationalized as a clinical decision-support system with adaptive treatment-response feedback.

CNA v7 differs from these frameworks principally in its Layer 2 positioning and its longitudinal adaptive architecture. It does not aspire to replace any of the Layer 1 instruments; rather, it ingests them as inputs and adds the Bayesian inferential layer that those instruments do not natively provide. The combination of comorbidity decomposition, counterfactual simulation, and adaptive re-routing constitutes, to our knowledge, a genuinely novel functional niche.

The closest existing work in spirit is the Bayesian Workflow for Generative Modeling in Computational Psychiatry articulated by Hess et al. (2025) at the ETH Zurich Translational Neuromodeling Unit. The Hess et al. framework uses Hierarchical Gaussian Filtering to extract individual-level computational parameters from behavioral data. CNA v7 shares the Bayesian commitment of that work but differs in clinical orientation: Hess et al. target computational psychiatry as a research enterprise generating mechanistic insight; CNA v7 targets clinician-facing decision support with directly actionable treatment recommendations. The two enterprises are complementary rather than competing.

5.3 Clinical Implications

If the preliminary findings generalize through prospective validation, three clinical implications follow.

First, the time-to-correct-diagnosis problem identified by Kessler et al. (2023) for adult ADHD—an average 6.8-year delay—may be substantially reducible through systematic four-week outcome-driven posterior revision. A patient initially treated for the wrong primary diagnosis would be flagged at the four-week mark when treatment response deviates from prediction, prompting diagnostic reconsideration. The diagnostic delay would compress from years to weeks.

Second, the category of "treatment-resistant" presentations—particularly treatment-resistant depression, which is well-documented to harbor substantial unrecognized ADHD (McIntosh et al., 2009)—may be partially re-classified as cases of initial misidentification of primary diagnosis. The decomposition module makes the comorbid contribution to the clinical picture explicit at intake, before the patient has accumulated weeks or months of inadequate response to first-line treatment.

Third, personalized protocol selection becomes grounded in posterior weights rather than categorical thresholds. The clinician can transparently explain to the patient: "Your attention difficulty appears to be driven 64% by ADHD-like patterns and 26% by anxiety-driven attentional disruption. The recommended protocol addresses both, weighted toward the larger contributor." This explanation is both more accurate and more therapeutically engaging than the binary categorical communication.

5.4 Theoretical Implications

CNA v7 contributes to three theoretical conversations.

The first concerns the application of Active Inference (Friston, 2010, 2023) to longitudinal clinical practice. Most active inference work in psychiatry to date has addressed cross-sectional questions: what computational signature characterizes a given disorder, what model parameters distinguish patient groups. CNA v7 demonstrates that the active inference framework extends naturally to longitudinal clinical reasoning, with the diagnostic posterior playing the role of a hierarchically-superordinate belief that is updated through precision-weighted prediction errors arising from four-week outcome observations.

The second concerns the operationalization of Dynamic Skill Theory (Fischer, 1980; Fischer & Bidell, 2006) in adult neuropsychiatry. Fischer's framework, developed primarily in the context of cognitive development, has had less penetration into clinical adult assessment than its empirical and theoretical robustness warrants. The five-axis CNA v7 architecture treats each clinical axis as a dynamic skill in Fischer's sense—a capacity that emerges through interaction with environmental and physiological context, that can be measured at its current level, and that exhibits a trajectory under intervention. This operationalization, the present author hopes, would have pleased Professor Fischer, with whom this work began conceptually during Harvard Graduate School of Education research from 2018 to 2020.

The third concerns the bridge between computational psychiatry as a research enterprise and clinical practice. Browning et al. (2020), in the Banbury Center meeting report, identified the persistent gap between computational psychiatric research and clinical translation as the field's central unmet challenge. CNA v7 is one attempt to bridge that gap by deploying computational inference in a clinician-facing decision-support tool, with the explicit constraint of remaining within the scope of practice of non-prescribing clinical professionals.

5.5 Limitations

Several limitations bound the interpretation of the present findings.

The preliminary clinical cohort is small (N = 5), drawn from the operating clinician's existing client base, and not blinded. The case examples in Section 4 are illustrative rather than confirmatory. Prospective validation in larger, independent samples by clinicians without conflict of interest with respect to the framework is required before clinical generalization. The intended next step is a multi-site prospective trial with N = 200 target enrollment.

The synthetic validation in Section 4.1 is internally consistent but circular: the same diagnostic fingerprints database that generates the synthetic patient population also generates the engine's expectations. Performance metrics derived from this validation overestimate real-world clinical performance. The synthetic validation should be understood as a sanity check on inferential mechanics rather than as evidence of clinical accuracy.

The diagnostic fingerprints database is itself a hypothesis under refinement. Initial values were drawn from published normative literature, but the specific feature-by-diagnosis expected values and variances will require empirical refinement as data accumulate. The framework is designed to support this iterative refinement, but the current fingerprints may misspecify certain diagnostic boundaries, particularly for less-studied conditions and for atypical presentations.

The Cognitive Simulator's causal graph encodes empirical effect sizes drawn from heterogeneous literature, some of which is contested (e.g., the working memory training transfer literature, Sala & Gobet, 2017 vs. Melby-Lervåg et al., 2016). Where the literature is divided, the simulator's predictions inherit that uncertainty.

The operating scope of the framework is restricted to non-prescribing clinical practice. CNA v7 does not provide medication recommendations and does not aspire to replace psychiatric medical care. For patients whose treatment plan involves pharmacotherapy, psychiatric referral is required and the CNA v7 outputs serve as one input among many to the psychiatrist's clinical reasoning.

Finally, the data architecture relies on cloud service providers (Supabase, Vercel, Resend). Business Associate Agreements with these providers are required before admission of non-beta clinical participants. Self-hosted infrastructure may be required for some clinical deployment contexts.

5.6 Future Directions

Five extensions are anticipated.

A prospective multi-site validation trial with N = 200 target enrollment will provide the central empirical test of the framework's clinical utility. This trial will involve blinded clinician raters at multiple sites, pre-registered primary outcomes, and an active-comparator design comparing CNA v7-guided treatment selection to treatment as usual.

Integration with neurofeedback adaptive protocols. The operating clinician is Board Certified in Neurofeedback, and the longer-term aim of CNA v7 is integration with neurofeedback training protocol selection, where the framework's posterior decomposition would directly inform protocol parameters (frequency bands, electrode sites, training thresholds) for individual patients.

Pediatric extension. The current framework is restricted to adult populations. Adaptation to pediatric ADHD, anxiety, and mood presentations would require both fingerprint database extension for developmental presentations and methodological adaptation for age-appropriate measurement instruments.

USPTO patent portfolio. Four provisional patent applications have been filed covering the Differential Diagnosis Engine, the Comorbidity Decomposition module, the Multi-Source Diagnostic Algorithm bridging behavioral and biological data, and the Adaptive Re-routing layer. The intellectual property strategy aims to preserve open clinical use while protecting commercial replication.

Open framework for collaborative refinement. The present author intends to release the diagnostic fingerprints database schema, the synthetic validation dataset, and the inference engine code under permissive license on the project GitHub repository, enabling other research groups to contribute fingerprint refinements, alternative inferential modules, and validation in additional clinical populations.

5.7 Conclusion

CNA v7 reframes adult neuropsychiatric assessment from a categorical thresholding problem to a continuous Bayesian inference problem with explicit comorbidity decomposition, counterfactual simulation, and adaptive longitudinal revision. The framework occupies a distinct Layer 2 functional niche above existing QEEG normative databases and symptom-scale instruments, ingesting their outputs as inputs to its Bayesian engine.

Preliminary clinical evidence (N = 5) and synthetic validation (N = 1,000) support the internal consistency of the inferential framework. The three illustrative decomposition cases demonstrate substantive treatment-selection implications of comorbidity-aware diagnosis. The two adaptive re-routing events demonstrate the layer's capacity to surface diagnostic revision recommendations grounded in four-week outcome evidence.

Prospective multi-site validation is the necessary next step. The framework is offered as a contribution to the longer-running enterprise of bringing computational psychiatry into routine clinical practice, complementing rather than replacing existing tools and clinician judgment. The late Professor Kurt W. Fischer's commitment to dynamic skill measurement, with whom this work began conceptually at Harvard Graduate School of Education, animates the framework's commitment to longitudinal observation of human capacities under intervention.

Adult neuropsychiatric care has long been hampered by categorical thinking, single-snapshot assessment, and the resulting diagnostic delays and treatment-resistant presentations that follow from initial misidentification of primary diagnosis. CNA v7 offers one structured response to that long-standing problem. The empirical work to follow will determine whether the response holds up under prospective scrutiny.

End of Section 5.

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Total: 70 references (peer-reviewed journals 60+, books/chapters 7, in-press/preprint 3). Target for final Nature submission: 80–120 references. Additional 10–50 to be added in final manuscript preparation covering bipolar disorder differential diagnosis, PTSD computational models, precision medicine in psychiatry, and OCD biomarkers.

Acknowledgments

The author dedicates this work to the late Professor Kurt W. Fischer (1943–2020) of Harvard Graduate School of Education, whose Dynamic Skill Theory and personal mentorship during the author's 2018–2020 Visiting Scholar appointment provided the foundational framework for the present operationalization of five-axis longitudinal skill measurement in adult neuropsychiatric assessment.

The author thanks the preliminary cohort participants for their engagement and trust during the 8-week protocol. All clinical data are anonymized in this manuscript.

Author Contributions

A.K.: conceptualization, methodology, software, validation, formal analysis, writing — original draft, writing — review and editing, supervision.

Competing Interests

A.K. is the founder and principal of Boston Neuromind LLC, the commercial entity developing CNA v7. Four U.S. Patent and Trademark Office provisional patent applications have been filed.

Data & Code Availability

Synthetic validation dataset and diagnostic fingerprints database are available at the project GitHub repository. Clinical data may be made available, in anonymized form, upon reasonable request subject to institutional ethics approval.

The CNA v7 inference engine is released under permissive open-source license at github.com/bostonneuromind/bnm-decision-engine.

영한 논문 본문: 한국어 (5개 섹션 통째)

제목

성인 신경정신과 진단을 위한 베이지안 감별 진단 + 공존 진단 분해 + 적응적 재라우팅 프레임워크: Catcher Navigator Algorithm v7

저자: Alex Kwon, BCN, PhD¹

¹ Boston Neuromind LLC, Canton, MA, USA Harvard Graduate School of Education, Visiting Scholar (2018-2020, 故 Kurt W. Fischer 교수 사사)

1. 서론

1.1 카테고리 진단의 문제

성인 신경정신과 진단은 정신질환 진단 및 통계 편람 제5판 본문 개정판 (DSM-5-TR; American Psychiatric Association, 2022)이 정의한 카테고리 역치에 여전히 의존한다. 이 체계에서는 환자의 증상 수가 이분법적 역치를 초과해야 ADHD, 범불안장애(GAD), 주요우울장애(MDD)의 진단 기준을 충족한다. 임상 의사소통과 보험 청구에는 유용하지만, 이 접근은 현대 신경정신과 임상의 세 가지 중요한 현실을 가린다.

첫째, 성인 정신과 인구에서 공존 진단은 예외가 아니라 일반적 양상이다. Salazar de Pablo 외(2025)의 임상 인구 메타분석에 따르면 성인 ADHD 환자의 약 80%가 적어도 하나의 추가 정신과 진단 기준을 충족하며, 기분 및 불안 장애가 가장 흔한 동반 질환이다. Cortese(2025)는 World Psychiatry 종합 리뷰에서 성인 ADHD의 전 세계 유병률이 약 2.5%로 안정화되었으며, 성인기로의 지속은 증상 중증도, 심리사회적 역경, 그리고 무엇보다 정신과 공존 진단 자체에 의해 예측된다고 보고했다. World Mental Health Surveys(Kessler 외, 2023)는 성인 ADHD 환자의 거의 20%가 세 개 이상의 추가 장애 클래스 진단을 보유한다고 밝혔다.

둘째, 동일한 임상 점수가 자주 발산하는 기저 기제를 반영한다. 표준화 평가에서 주의력 결손 점수 0.39를 얻은 환자에 대해 임상가는 그 숫자만으로 ADHD가 일차 원인인 환자와 반추적 불안, 무쾌감성 우울, 외상 관련 과각성에 이차적인 주의력 곤란을 가진 환자를 구별할 수 없다. 치료 함의는 근본적으로 다르다. McIntosh 외(2009)는 이제 임상적으로 기초적인 관찰이 된 발견에서 미인지 성인 ADHD 환자에서 우울 증상이 있더라도 선택적 세로토닌 재흡수 억제제(SSRI) 단독요법이 체계적으로 실패함을 입증했다. 환자가 반응하지 않는 것은 약물이 비효과적이기 때문이 아니라, 임상 양상을 주도하는 일차 진단이 잘못 식별되었기 때문이다.

셋째, 실제 임상에서 진단 결정은 불확실성 하에서 이루어지며, 그 불확실성은 초기 평가에서 해소되지 않는다. Kessler 외(2023)는 미국 성인 ADHD의 평균 진단 지연이 6.8년이라고 보고했으며, 그 기간 동안 환자는 의인성 합병증, 부적절한 약물치료로 인한 잘못된 치료, 상당한 심리사회적 비용을 누적한다. 이 지연은 단순한 접근성 문제가 아니라 카테고리 진단 시스템 자체의 구조적 부적합성을 반영하며, 치료 결과가 예측에서 발산할 때 진단 가설을 수정할 형식적 기제를 제공하지 않는다.

1.2 공존 진단 분해의 공백

기존 임상 인프라는 공존 진단 문제에 병렬적 단일 장애 평가 도구로 대응해왔다: 주의력에는 성인 ADHD 자기 보고 척도(ASRS), 불안에는 7항목 범불안장애 척도(GAD-7), 우울에는 9항목 환자 건강 질문지(PHQ-9) 등이다. 각 도구는 목표 구성개념에 대한 점수를 반환한다. 그런 다음 임상가는 비공식적이고 계산 지원 없이 이러한 고립된 점수를 통합 진단 정형화로 통합해야 한다.

정량적 뇌파(QEEG) 정상 데이터베이스—Neuroguide(Thatcher 외, 2003), Human Brain Index(HBI; Kropotov, 2009), Mitsar 19채널 시스템 등—는 이 단일 스냅숏 접근을 신경생리학 영역으로 확장했다. 이 도구들은 개인의 스펙트럼 및 사건유발전위(ERP) 프로필을 연령 매칭된 모집단 정상치와 비교하여 편차를 나타내는 z 점수를 반환한다. 범위 내에서 강력하지만 구조적 한계를 공유한다: 임상 표현형이 여러 잠재 진단 원천의 가중 중첩으로서 어떻게 생성되는지를 모델링하지 않고, 그 중첩이 치료 진행에 따라 어떻게 변화할 수 있는지도 다루지 않는다.

따라서 필요한 것은 다음 세 가지 작업을 수행하는 계산 계층이다: (a) 단일 관측 임상 점수를 베이지안 사후 확률로 가중된 여러 후보 진단에 걸쳐 분수 귀속, (b) 하나의 임상 축에 대한 개입이 다변량 임상 상태로 어떻게 전파되는지에 대한 반사실적 시뮬레이션, (c) 치료 결과가 누적됨에 따라 진단 사전 확률의 종단적 수정. 우리가 아는 한, 어떤 기존 상업적 또는 오픈소스 시스템도 이 세 가지 능력을 단일 임상 의사결정 지원 프레임워크에 통합하지 않는다.

1.3 본 연구에서 연결한 기초 프레임워크

본 논문에 기술된 Catcher Navigator Algorithm 버전 7(CNA v7)은 네 가지 수렴 연구 전통에 기반한다.

첫째는 동적 기술 이론(Fischer, 1980; Fischer & Bidell, 2006)으로, 인지 및 정서 능력을 환경적·생리적 맥락과의 상호작용을 통해 동적으로 발생하는 위계적으로 중첩된 기술로 개념화한다. 본 저자가 Harvard Graduate School of Education에서 Visiting Scholar로 사사한 故 Kurt W. Fischer 교수는 기술 수준이 고정된 특질이 아니라 발달과 개입을 통한 궤적을 측정하고 모델링할 수 있는 관찰 가능한 상태라고 주장했다. CNA v7은 다섯 임상 축 각각을 여러 기저 진단 과정의 합동 기여를 반영하는 현재 값을 가진 동적 기술로 다루어 이 통찰을 조작화한다.

둘째는 능동적 추론과 자유 에너지 원리(Friston, 2010; Friston, 2023)로, 신경 및 행동 기능을 위계적 생성 모델에 대한 베이지안 추론으로 구조화한다. 이 프레임워크의 정신과 적용에 관한 최근 확장(Smith 외, 2024; Krishnadas 외, 2025)은 임상 현상학이 특정 계산 원초적 요소들로—정밀도 가중 예측 오류, 생성 모델 매개변수, 위계적 신념 업데이트—분해될 수 있으며, 이들이 장애 특이적 패턴에 매핑됨을 보여준다. 기분(Clark, Watson, & Friston, 2018)과 우울(Kirchner 외, 2024)의 베이지안 정형화는 정서 정신병리가 정적 카테고리 상태가 아닌 추론 문제로 모델링될 수 있음을 보여주었다.

셋째는 임상 중개 학문으로서의 계산 정신의학(Huys, Maia, & Frank, 2016; Browning 외, 2020; Hess 외, 2025)이다. Hess와 동료들은 ETH 취리히의 Translational Neuromodeling Unit에서 최근 계산 정신의학을 위한 베이지안 생성 모델링 워크플로를 출판하여 위계적 가우시안 필터링 및 관련 기법이 행동 및 신경생리학적 데이터에서 개인 수준 계산 매개변수를 추출하는 데 어떻게 배치될 수 있는지를 정형화했다. CNA v7은 이 기반 위에 구축되지만 임상가용 의사결정 지원 방향으로 확장된다: 계산 매개변수를 연구 종결점으로 추정하기보다 베이지안 추론을 사용하여 구체적인 진단 및 치료 선택 결정을 주도한다.

넷째는 정신병리의 차원적·위계적 재조직, National Institute of Mental Health의 Research Domain Criteria(RDoC) 프레임워크(Cuthbert & Insel, 2013)와 정신병리 위계 분류학(HiTOP; Kotov 외, 2017; Conway 외, 2024)이다. 두 전통 모두 정신과 장애가 상호배타적 자연 범주라는 가정을 거부하고 관찰 가능한 표현형이 기저의 연속적 기능장애 차원에서 발생한다고 제안한다. CNA v7은 이 차원적 전환과 조화를 이루지만 임상 실천에 한 층 더 가깝게 작동한다: 임상가가 사용하는 카테고리 라벨(ADHD, GAD, MDD 등)을 실용적 의사소통 단위로 받아들이는 동시에 각 환자의 표현을 그 범주들의 분수 기여로 분해한다.

1.4 본 연구의 기여

CNA v7은 단일 임상 워크플로에 네 가지 계산 모듈을 통합한다. 감별 진단 엔진(DDE)은 DSM-5-TR canonical 패턴, 다중모달 바이오마커 프로필(QEEG, 심박변이도, 인지 검사), 증상 자기 보고, 시간 패턴 정보를 사용하여 12개 후보 진단에 대한 베이지안 사후 추정을 수행한다. 공존 진단 분해 모듈은 관측된 각 임상 축 점수를 사후 가중치에 따라 후보 진단에 분포시켜 분수 귀속 벡터를 반환한다. 인지 시뮬레이터는 명시된 훈련 개입 하에서 임상 축 점수가 어떻게 변할지에 대한 반사실적 예측을 생성한다. 적응적 재라우팅 모듈은 관측된 4주 결과를 시뮬레이터 예측 궤적과 비교하고, 임계값을 초과하는 불일치 시 진단 사후 확률을 수정하고 업데이트된 치료 프로토콜을 권고한다.

이 모듈들은 주의력, 학습 효율, 수행 최적화, 불안 조절, 기분 안정의 다섯 임상 축 아키텍처 위에서 작동한다. 아키텍처는 의도적으로 Layer 2 설계이다: 기존 QEEG 정상 도구와 표준화 증상 도구를 대체하지 않고 보완하며, 이들의 출력을 베이지안 엔진의 입력으로 수용한다.

1.5 가설

본 연구에서 합성 검증과 예비 임상 베타 코호트를 통해, 그리고 후속 전향적 시험에서 검증할 세 가지 형식적 가설을 제시한다.

가설 1. 임상 축 점수의 베이지안 사후 분해는 카테고리 일차 진단 단독보다 치료 반응을 더 정확하게 예측한다. 구체적으로, 분해된 후보 중 최고 사후 확률 진단에 기반한 치료 선택은 절대 점수가 가장 높은 증상 척도 도구에 기반한 치료 선택보다 우수한 4주 결과를 산출할 것이다.

가설 2. 공존 진단을 인식한 치료 선택은 임상적으로 유의한 개선까지의 시간을 단축한다. CNA v7을 통해 입원시 일차 진단이 올바르게 식별된 환자가 종래의 카테고리 수단으로 진단된 환자보다 더 적은 치료 주기에서 임상 개선 임계값에 도달할 것이다.

가설 3. 4주 결과 발산에 의해 촉발된 적응적 재라우팅은 진단 고착을 방지하고 누적 진단 지연을 감소시킨다. 적응 계층이 4주 시점에서 초기 오진 사례를 식별하여 역사적 기준선 대비 정확한 진단까지의 시간을 상당히 단축할 것이다.

논문의 나머지는 다음과 같이 진행된다. 2장은 네 모듈의 기초 이론 프레임워크를 상세히 다룬다. 3장은 방법을 기술하며, 진단 지문 데이터베이스, 5-Lens AI 프레임워크, 베타 연구 프로토콜을 포함한다. 4장은 합성 검증과 예비 임상 사례의 결과를 제시한다. 5장은 함의, 한계, 향후 방향을 논의한다.

2. 이론 프레임워크

2.1 5축 임상 아키텍처

CNA v7은 5축 임상 상태 벡터 s = (s₁, s₂, s₃, s₄, s₅) 위에서 작동하며, 각 성분은 신경정신과 기능의 별개 영역에서 개인의 현재 기능 수준을 나타낸다. 다섯 축의 선택은 세 가지 수렴 제약에 의해 안내되었다: 임상 신경피드백 및 상담 임상가의 임상적 해석 가능성, 검증된 표준화 도구와 비침습적 바이오마커를 통한 측정 가능성, 동적 기술 이론(Fischer & Bidell, 2006)의 위계적 기술 구조에 대한 이론적 매핑 가능성.

축 1: 주의력(s₁)은 지속적·선택적·분할 주의에 대한 환자의 능력을 포착한다. 운영 측정에는 Conners 연속 수행 검사(CPT-3), 성인 ADHD 자기 보고 척도(ASRS v1.1), QEEG에서 파생된 전두-중심 전극 부위의 세타/베타 파워 비율이 포함된다(Arns 외, 2013; Faraone 외, 2024).

축 2: 학습 효율(s₂)은 작업기억 용량, 부호화-인출 효율, 강화를 포착한다. 운영 측정에는 적응적 N-back 수행, WAIS-IV의 숫자외우기 소검사, 분산 반복 과제의 기억 유지 곡선, 작업기억 갱신을 반영하는 두정부 P3b ERP 성분이 포함된다(Polich, 2007).

축 3: 수행 최적화(s₃)는 지속적 고몰입 인지 작업, 부하 하 시간 지각, 자율신경-인지 결합 능력을 포착한다. 운영 측정에는 시간 추정 과제, 표준화된 호흡 조건에서의 심박변이도 일관성 비율, 몰입 상태 자기 보고 측정이 포함된다.

축 4: 불안 조절(s₄)은 스트레스 하 조절된 각성을 유지하고, 급성 스트레스 도전에서 회복하며, 반추적 격화를 방지하는 능력을 포착한다. 운영 측정에는 GAD-7, 교감-부교감 균형 지표로서 저주파 대역 HRV, 전두 알파 비대칭이 포함된다(Coan & Allen, 2004).

축 5: 기분 안정(s₅)은 안정된 쾌락 톤, 행동 활성화, 무쾌감성 상태에서의 회복 능력을 포착한다. 운영 측정에는 PHQ-9, 일일 행동 활성화 빈도, 항우울제 반응에 대한 예측 타당도를 보여준 전두 전극에서의 세타 cordance가 포함된다(Cook 외, 2002).

표 1은 각 축에서 도구와 바이오마커로의 전체 매핑을 제공한다.

2.2 베이지안 감별 진단 엔진

DDE는 K = 12개 후보 진단의 진단 공간 D = {D₁, D₂, ..., D_K}에 대해 완전한 베이지안 사후 추정을 구현한다. 진단 공간은 ADHD의 세 하위유형(주로 부주의형, 주로 과잉행동-충동형, 복합형), 네 가지 불안 스펙트럼 상태(범불안장애, 공황장애, 사회불안장애, 외상후 스트레스장애), 강박장애, 그리고 네 가지 기분 스펙트럼 상태(주요우울장애, 지속성 우울장애, 양극성 I형, 양극성 II형)에 걸쳐 있다.

관측된 임상 특징 벡터 f = (f₁, ..., f_M)에 대해—다섯 임상 축에 바이오마커, 증상, 시간 패턴 특징이 추가됨—각 후보 진단의 사후 확률은 다음과 같이 계산된다.

방정식 1:

P(D_i | f) = [P(f | D_i) × P(D_i)] / Σ_{j=1}^{K} P(f | D_j) × P(D_j)

2.3 공존 진단 분해

공존 진단 분해 모듈은 표준 진단 도구에 부재한 작업을 수행한다: 사후 가중치에 따라 관측된 각 임상 축 점수를 후보 진단에 걸쳐 분포시킨다. 축 α와 관측 점수 s_α에 대해, 진단 D_i로부터의 분해된 기여는 다음과 같다.

방정식 2:

s_α^{(i)} = w_i × c_{α,i}

여기서 w_i = P(D_i | f)는 진단 D_i에 대한 사후 가중치이고, c_{α,i}는 진단 지문 데이터베이스에서 도출된 진단 D_i의 임상 축 α에 대한 기대 기여이다.

1장에서 소개된 정형적 사례를 고려하라: 관측된 주의력 점수 s₁ = 0.39. 고전적 카테고리 진단 하에서 이 단일 숫자는 단 하나의 처분만을 허용한다: 역치 초과 또는 미만. CNA v7 분해 하에서 동일한 점수가 한 환자에서는 다음과 같이 해석될 수 있다.

s_1^{(ADHD)} = 0.25 s_1^{(GAD)} = 0.10 s_1^{(MDD)} = 0.04

또 다른 환자에서는:

s_1^{(ADHD)} = 0.06 s_1^{(GAD)} = 0.28 s_1^{(MDD)} = 0.03

두 분해는 근본적으로 다른 일차 동인을 식별하고 근본적으로 다른 치료 선택을 지시한다.

2.4 인지 시뮬레이터: 반사실적 추론

인지 시뮬레이터 모듈은 "임상 축 α를 Δ만큼 개선하는 개입을 하면, 축 β, γ, δ, ε의 예측 변화는 무엇인가?" 라는 질문을 다룬다. 이 반사실적 추론은 Pearl의 인과 위계(Pearl, 2009; Pearl & Mackenzie, 2018), 특히 개입과 그 하류 효과에 관한 세 번째 단계에 기반한다.

방정식 3:

E[s_β | do(s_α := s_α + Δ_α)] = s_β + Σ_{경로 α → β} (경로상 간선 가중치의 곱) × Δ_α

2.5 적응적 재라우팅: 결과 주도 사후 수정

적응적 재라우팅 모듈은 관측된 치료 결과에 대응하여 진단 사후 확률의 베이지안 업데이트를 구현한다. 입원 시(시간 t = 0), DDE는 진단 공간에 대한 사후 확률 P_0(D_i | f_0)를 반환한다. 환자는 일차 사후 진단에 의해 안내된 치료 프로토콜에 등록된다. t = 4주에 개입 후 측정은 새로운 특징 벡터 f_4를 산출한다.

방정식 4:

P_4(D_i | f_0, f_4) ∝ P_0(D_i | f_0) × P(f_4 | f_4^{predicted | D_i})

이 적응 계층은 CNA v7을 스냅숏 진단 도구와 구별하는 아키텍처 특징이다.

2.6 능동적 추론 및 계산 정신의학과의 연결

CNA v7의 아키텍처는 Friston(2010, 2023)이 표명하고 Smith, Friston, & Whyte(2024)와 Krishnadas 외(2025)가 임상 적용으로 최근 확장한 능동적 추론 프레임워크와 정렬된다. 능동적 추론 하에서 뇌는 잠재 상태에 대한 신념을 유지하고 정밀도 가중 예측 오류를 통해 그 신념을 업데이트하는 위계적 생성 모델로 모델링된다.

DDE는 잠재 진단 상태에 대한 추론에 해당한다. 인지 시뮬레이터는 행동(치료)의 감각 및 행동 결과에 대한 생성 모델 기반 예측에 해당한다. 적응적 재라우팅 모듈은 예측 오류가 예상 변동을 초과하여 누적될 때의 신념 업데이트에 해당한다—이는 능동적 추론 하에서 모델 수정의 계산적 시그니처이다.

2.7 아키텍처적 위치: Layer 2

CNA v7은 기존 진단 인프라와 경쟁하기보다는 그 위에 위치한 Layer 2 시스템으로 설계되었다. Layer 1 도구—표준화 증상 도구(ASRS, GAD-7, PHQ-9), QEEG 정상 데이터베이스(Neuroguide, HBI, Mitsar), 임상가 면담 기반 진단 평가—는 필수적으로 남는다. 이들은 CNA v7이 베이지안 추론을 수행하는 입력 특징을 제공한다. CNA v7의 기여는 이러한 입력 위에 있는 추론 계층이다: 사후 분해, 반사실적 시뮬레이션, 적응적 수정.

이 아키텍처 선택은 실용적 함의를 가진다. CNA v7은 기존 QEEG 하드웨어나 증상 척도 워크플로의 교체 없이 임상 환경에 배치될 수 있다.

그림 1은 Layer 2 위치를 명시적으로 시각화하여 완전한 4모듈 아키텍처를 플로 다이어그램으로 제시한다.

3. 방법

3.1 시스템 아키텍처 및 구현

CNA v7은 임상 인터페이스, 추론 엔진, 데이터 영속성 계층의 엄격한 분리를 갖춘 3계층 웹 응용 프로그램으로 구현된다. 임상 인터페이스(decision.neurocatchers.com/clinician.html)는 HTML5 및 vanilla JavaScript로 구축된 단일 페이지 응용 프로그램으로, 임상가에게 입원 양식, 실시간 추론 시각화, 5축 레이더 차트, 종단 결과 추적을 제공한다.

추론 엔진은 Python 3.11로 구현되며 Vercel 플랫폼에 서버리스 기능으로 배포된다. 데이터 영속성 계층은 Supabase PostgreSQL(Pro 등급)을 사용하며, 자동 야간 백업, 임상가 계정별 임상 데이터를 분리하는 행 수준 보안(RLS) 정책, 표준화된 REST API 엔드포인트를 포함한다.

3.2 진단 지문 데이터베이스

진단 지문 데이터베이스는 12개 후보 진단(2.2장) 각각에 대한 기대 특징 프로필을 명시하는 구조화된 JSON 문서이다. 38개 특징은 8개 측정 모달리티에 걸쳐 있다: (a) 주의력 영역 증상, (b) 불안 영역 증상, (c) 기분 영역 증상, (d) 외상/강박 영역 증상, (e) 인지 검사, (f) QEEG 바이오마커, (g) HRV 바이오마커, (h) 시간 패턴.

표 2는 임상적으로 가장 흔한 다섯 진단(ADHD-복합형, GAD, MDD, 양극성 II형, PTSD)에 대한 진단 지문 데이터베이스의 발췌를 제시한다.

3.3 5-Lens AI 프레임워크

5-Lens AI 프레임워크는 각 환자의 임상 프로필에 대한 다중 보완적 관점을 제공한다.

Lens 1: 일반 모집단 정상치. 환자의 측정값이 건강한 일반 성인 모집단 데이터베이스에 대해 z 점수화된다.

Lens 2: 연령-성별 코호트. 환자가 연령대(20대, 30대, 40대, 50대, 60대 이상의 10년 단위)와 성별로 매칭된 코호트에 대해 비교된다.

Lens 3: 증상 프로필 코호트. 환자가 유사한 고수준 증상 프로필을 가진 개인 코호트에 대해 비교된다.

Lens 4: 개인 기준선. 환자가 적어도 한 번의 사전 평가를 가진 경우, 후속 측정이 자신의 기준선에 대해 비교된다.

Lens 5: 항목 수준 분산. 단일 증상 도구 내에서 항목 간 분산 패턴이 특정 진단의 시그니처에 대해 검사된다.

3.4 지문 엔진: z 점수 가중 코사인 유사도

지문 엔진은 환자의 측정 프로필을 진단 공간에 대한 사후 확률로 변환하는 다중모달 유사도 계산을 구현한다.

방정식 5:

sim(O, Fi) = (Σ_k w_k × O_k × F{i,k}) / (sqrt(Σ_k w_k × O_k²) × sqrt(Σ_k w_k × F_{i,k}²))

방정식 6:

P(D_i | O) = exp(sim(O, F_i) / τ) / Σ_j exp(sim(O, F_j) / τ)

3.5 베타 연구 프로토콜

예비 임상 검증 코호트(N = 5)는 운영 임상가의 기존 클라이언트 기반에서 모집되었으며, 운영 진료 범위(신경피드백 인증, 교육 설계 박사 학위로 Mind, Brain, and Education 집중)와 일치한다. 모든 참가자는 지역 윤리 표준에 따라 동의를 제공했으며, 18세 미만 참가자에 대해서는 부모 또는 법정 보호자 동의가 추가로 획득되었다.

프로토콜은 세 단계로 구성된다.

A 단계(입원, 60-90분): Entry Protocol 5 배터리 (시간 추정 약 1분, 페이싱된 호흡 동안 HRV 기록 약 5분, CPT 약 8분, 1- 및 2-back 부하 N-back 과제 약 5분, VSR 음향-정서 매핑 약 3분)와 증상 척도(ASRS, GAD-7, PHQ-9, 표시에 따라 PCL-5)를 포함한다.

B 단계(훈련 프로토콜, 4-8주): 작은 과제("Catcher card")와 일일 앱 기반 참여, 매주 임상가 체크인, 격주 5축 레이더 추적을 포함한다.

C 단계(결과 평가, 60분): 4주(프로토콜 중간)와 8주(최종)에 Entry Protocol 5 배터리와 증상 척도를 반복한다.

3.6 합성 검증 접근

예비 임상 코호트와 병행하여 합성 검증은 CNA v7의 추론 속성을 평가하는 보완적 경로를 제공한다.

N = 1,000명의 합성 코호트가 생성된다. CNA v7의 DDE가 각 합성 환자에 적용된다. 일차 진단 식별에 대한 민감도와 특이도가 알려진 정답 진단에 대해 계산된다. 부트스트랩 신뢰 구간(1,000회 반복)이 모든 보고된 지표에 대한 불확실성 정량화를 제공한다.

3.7 윤리적 및 규제적 프레임워크

CNA v7은 신경피드백 인증(BCN) 진료 및 교육 설계/Mind, Brain, and Education(MBE) 박사 수준 연구의 진료 범위 내에서 임상 의사결정 지원 도구로 위치한다. 시스템은 약물을 처방하지 않으며, DSM 진단을 일차 임상 결정으로 발행하지 않으며, 임상가 판단을 대체하지 않는다.

그림 2는 환자 입원부터 추론을 거쳐 결과 평가까지의 완전한 데이터 흐름을 제시한다.

4. 결과

4.1 감별 진단 엔진의 합성 검증

DDE는 먼저 3.6장에서 기술된 N = 1,000 합성 환자 코호트에서 평가되었다. 표 4는 12개 진단 각각에 대한 민감도, 특이도, 양성 예측값, ROC 곡선 아래 면적(AUC)을 부트스트랩 도출 95% 신뢰 구간과 함께 제시한다. 전체적으로 엔진은 합성 코호트에서 진단 공간에 걸쳐 평균 민감도 0.84(95% CI: 0.81-0.87)와 평균 특이도 0.93(95% CI: 0.91-0.95)으로 높은 진단 정확도를 달성했다.

4.2 공존 진단 분해: 세 가지 예시 사례

사례 A는 "직장에서 집중하기 어려움"이라는 주 호소와 가능한 우울증 평가를 위한 일차 진료 의뢰로 제시되었다. PHQ-9 = 12, GAD-7 = 8. CPT 수행은 누락 오류 증가(z = 1.6)와 위반 오류 증가(z = 1.4)를 보였다. QEEG는 전두-중심 부위에서 증가된 세타/베타 비율(z = 1.9)을 보였다.

CNA v7 주의력 축 합성은 0.39였다. 분해는 다음과 같았다.

s_1^{(ADHD-C)} = 0.25, s_1^{(GAD)} = 0.10, s_1^{(MDD)} = 0.04

사후 가중치 P(ADHD-C) = 0.64, P(GAD) = 0.26, P(MDD) = 0.10.

사례 B는 동일한 주 호소를 보였으며 주의력 점수 0.39—사례 A와 수치상 동일—를 가졌다. 분해는 다음과 같았다.

s_1^{(ADHD-C)} = 0.06, s_1^{(GAD)} = 0.28, s_1^{(MDD)} = 0.03

사후 가중치 P(GAD) = 0.71, P(ADHD-C) = 0.15, P(MDD) = 0.08.

사례 C는 분해되었다.

s_1^{(MDD)} = 0.30, s_1^{(ADHD-I)} = 0.06, s_1^{(GAD)} = 0.03

사후 가중치 P(MDD) = 0.76, P(ADHD-I) = 0.14, P(GAD) = 0.08.

이 세 사례는 핵심 주장을 예시한다: 0.39의 동일한 주의력 점수가 세 개의 별개 일차 진단 과정을 반영할 수 있다.

4.3 인지 시뮬레이터 출력

사례 A에 대해 시뮬레이터는 다음 개입으로 질의되었다: "4주 동안 축 2(학습 효율)의 Δ = +0.20 개선을 산출하는 작업기억 훈련." 시뮬레이터는 다른 네 축의 예측 변화를 반환했다.

Δs_1(주의력) = +0.12 Δs_2(학습 효율) = +0.20 (개입) Δs_3(수행 최적화) = +0.07 Δs_4(불안 조절) = -0.03 Δs_5(기분 안정) = +0.04

4.4 적응적 재라우팅: 두 가지 사례

사례 A 재라우팅 이벤트. 입원 시 P_0(ADHD-C) = 0.64, P_0(GAD) = 0.26. 4주에 관측된 변화 패턴은 Δs_1 = +0.09(예측 +0.12), Δs_2 = +0.16(예측 +0.20), 그리고 특히 Δs_4 = -0.11(예측 -0.03)이었다. 적응적 재라우팅 모듈은 업데이트된 사후 확률을 계산했다: P_4(ADHD-C) = 0.51, P_4(GAD) = 0.40.

사례 D 재라우팅 이벤트. P_0(MDD) = 0.72로 행동 활성화 훈련 프로토콜. 4주에 행동 활성화 빈도가 1.4에서 2.8로 증가했으나, 주의력과 학습 효율 점수도 우울 중심 프로토콜이 예측한 것 이상으로 개선되었다. P_4(MDD) = 0.55, P_4(ADHD-I) = 0.27.

4.5 5축 레이더 시각화

그림 7은 다섯 명의 예비 코호트 참가자 전체에 대한 사전 및 사후 프로토콜 5축 레이더 차트를 제시한다.

표 5는 예비 코호트의 인구통계학적 특성과 결과를 제시한다.

4.6 예비 발견 요약

합성 검증은 추론 프레임워크의 내부 일관성을 지지한다. 세 가지 예시 분해 사례는 시스템이 수치적으로 동일한 증상 점수의 기저에 있는 실질적으로 다른 진단 과정을 구별할 수 있음을 입증한다. 두 가지 재라우팅 이벤트는 적응 계층이 초기 진단 가설과 일치하지 않는 결과 패턴을 감지하고 수정 권장을 표면화할 수 있음을 입증한다.

이 결과는 명시적으로 예비적이다.

5. 논의

5.1 주요 발견

본 연구는 성인 신경정신과 평가를 위한 4모듈 베이지안 프레임워크인 Catcher Navigator Algorithm 버전 7(CNA v7)을 소개하고 예비 증거를 제공한다. 세 가지 발견이 강조될 만하다.

첫째, 공존 진단 분해 모듈은 종래의 카테고리 도구가 다룰 수 없는 임상 현상을 해결한다: 발산하는 기저 과정에서 비롯되는 동일한 임상 점수의 체계적 모호성. 4.2장의 세 사례에서 주의력 축 합성이 정확히 0.39이지만 ADHD-일차, GAD-일차, MDD-일차 패턴으로 각각 분해된 것은 치료 선택에서 이 해결의 실용적 중요성을 예시한다.

둘째, 적응적 재라우팅 모듈은 4주 결과 증거에 대응하여 진단 수정을 위한 구조화된 기제를 제공한다.

셋째, 5축 아키텍처는 임상가와 참가자 모두에게 해석 가능한 형태로 다차원 변화를 포착하는 측정 프레임워크를 제공한다.

5.2 기존 프레임워크와의 비교

CNA v7은 기존 진단 및 의사결정 지원 도구와 구별되는 특정 기능적 적소를 차지한다. 표 6은 다섯 참조 프레임워크 전반의 구조화된 비교를 제시한다: QEEG 정상 데이터베이스(Neuroguide), Human Brain Index(HBI), Research Domain Criteria(RDoC), 정신병리 위계 분류학(HiTOP), 그리고 CNA v7.

CNA v7은 이 프레임워크들과 주로 Layer 2 위치와 종단 적응 아키텍처에서 다르다.

5.3 임상 함의

예비 발견이 전향적 검증을 통해 일반화된다면, 세 가지 임상 함의가 따른다.

첫째, Kessler 외(2023)가 성인 ADHD에 대해 식별한 정확한 진단까지의 시간 문제—평균 6.8년 지연—는 체계적인 4주 결과 주도 사후 수정을 통해 상당히 감소될 수 있다.

둘째, "치료 저항성" 표현 범주는—특히 미인지 ADHD를 상당히 가지는 것으로 잘 문서화된 치료 저항성 우울(McIntosh 외, 2009)—일차 진단의 초기 오식별 사례로 부분적으로 재분류될 수 있다.

셋째, 개인화된 프로토콜 선택은 카테고리 역치가 아닌 사후 가중치에 기반한다.

5.4 이론적 함의

CNA v7은 세 가지 이론적 대화에 기여한다.

첫째는 종단적 임상 실천에 능동적 추론(Friston, 2010, 2023)을 적용하는 것에 관한 것이다.

둘째는 성인 신경정신과에서 동적 기술 이론(Fischer, 1980; Fischer & Bidell, 2006)의 조작화에 관한 것이다. Fischer 교수의 프레임워크는, 본 저자가 Harvard Graduate School of Education의 박사 연구로 2018-2020년에 함께 작업하며 개념적으로 시작된 이 작업에서, 그의 가르침을 기리는 헌사로 작동한다.

셋째는 연구 기업으로서의 계산 정신의학과 임상 실천 사이의 가교에 관한 것이다.

5.5 한계

여러 한계가 본 발견의 해석을 제한한다. 예비 임상 코호트는 작다(N = 5). 합성 검증은 내부적으로 일관되지만 순환적이다. 진단 지문 데이터베이스 자체가 정제 중인 가설이다. 인지 시뮬레이터의 인과 그래프는 일부 논쟁이 있는 이질적 문헌에서 도출된 경험적 효과 크기를 부호화한다.

프레임워크의 운영 범위는 비처방 임상 진료로 제한된다. 데이터 아키텍처는 클라우드 서비스 제공자(Supabase, Vercel, Resend)에 의존한다.

5.6 향후 방향

다섯 가지 확장이 예상된다.

N = 200 목표 등록의 전향적 다기관 검증 시험은 프레임워크의 임상 유용성에 대한 중심 경험적 검증을 제공할 것이다.

신경피드백 적응 프로토콜과의 통합. 운영 임상가는 신경피드백 인증을 받았으며, CNA v7의 장기적 목표는 신경피드백 훈련 프로토콜 선택과의 통합이다.

소아 확장. 현재 프레임워크는 성인 인구로 제한된다.

USPTO 특허 포트폴리오. DDE, 공존 진단 분해 모듈, 행동 및 생물학적 데이터를 연결하는 다중 원천 진단 알고리즘, 적응적 재라우팅 계층을 다루는 네 개의 임시 특허 출원이 제출되었다.

협력적 정제를 위한 오픈 프레임워크. 본 저자는 진단 지문 데이터베이스 스키마, 합성 검증 데이터세트, 추론 엔진 코드를 프로젝트 GitHub 저장소에서 허용 라이선스 하에 공개할 의도이다.

5.7 결론

CNA v7은 성인 신경정신과 평가를 카테고리 역치 문제에서 명시적 공존 진단 분해, 반사실적 시뮬레이션, 적응적 종단 수정을 가진 연속적 베이지안 추론 문제로 재구성한다.

예비 임상 증거(N = 5)와 합성 검증(N = 1,000)은 추론 프레임워크의 내부 일관성을 지지한다.

전향적 다기관 검증이 필요한 다음 단계이다. 프레임워크는 기존 도구와 임상가 판단을 대체하기보다 보완하면서 계산 정신의학을 일상 임상 실천에 가져오는 더 긴 기간의 기업에 대한 기여로 제공된다. 본 작업이 Harvard Graduate School of Education에서 개념적으로 시작된 故 Kurt W. Fischer 교수의 동적 기술 측정에 대한 헌신이 개입 하 인간 능력의 종단적 관찰에 대한 프레임워크의 헌신에 영감을 준다.

성인 신경정신과 진료는 오랫동안 카테고리적 사고, 단일 스냅숏 평가, 그리고 일차 진단의 초기 오식별에서 따르는 결과적 진단 지연과 치료 저항성 표현에 의해 방해받아 왔다. CNA v7은 그 장기적 문제에 대한 하나의 구조화된 응답을 제공한다. 후속 경험적 작업이 그 응답이 전향적 검토 하에서 유지되는지를 결정할 것이다.

본 한국어 본문 끝.